Morals versus Ethics

The following is a post exerpted from a compulsory weekly course discussion in my PhD (Finance) program at www.waldenu.edu in the Winter 2009/2010 quarter regarding Ethics.  The full discourse can be found archived at http://robincheung.info/rsch8100/week2/discussion1/

In 2000 when I began my MBA studies, McMaster University had no formal ethics course in the curriculum. Just before the Andersen and Enron debacles, McMaster’s business school began to integrate a weekend minicourse on ethics. Part of that course differentiated ethical and moral issues–the main difference being that ethics are codified; thus, it is entirely possible that Dr. Frederick may not have done anything wrong ethically, but has wronged Sandra morally.

I think that whether Dr. Frederick has done anything wrong would depend on whether Sandra was given an active role in determining her plan of study, whether her consent to the plan involving the company-funded research was truly informed, and whether she had any viable alternatives. As her mentor, it should be his responsibility to point out the possible consequences of her accepting this path; just as his research is expected to be unbiased, so too should be his guidance. Were he to have recommended that she accept this course or misled her to believe this was the optimal path for her as a new graduate student, I believe he would have been wrong to do so. In either case, I believe he has not acted in her best interests and therefore has done her wrong morally.

Since Sandra is a new graduate student, Dr. Frederick’s responsibilities include both acting as a positive role model as well as guiding Sandra’s decision-making. On Being a Scientist (2009) states that “researchers, particularly students, have to make difficult decisions about how to divide their time between research and other responsibilities, how to serve their scientific disciplines.” This includes dividing their time between furthering knowledge in their field and serving the profit-seeking interests of a sponsor who will not freely share the researcher’s work with society as a whole. It is therefore Dr. Frederick’s role to outline Sandra’s role as a researcher and graduate student since she is in the process of forming an understanding of her role as a researcher.

In terms of potential conflicts, the data available to Sandra may be influenced by the sponsor; the sponsor may modulate funding or facilitate biased sampling based on Sandra’s sample selection while always maintaining an appearance of supporting her research. Sandra is under pressure of funding cuts to interpret the data in favourable ways to her sponsor. The sponsor might even refuse to allow Sandra to publish her findings on the grounds that her intellectual capital is proprietary, although the case as presented implies that she has not signed a confidentiality agreement.

Committee on Science, Engineering, and Public Policy. (2009). On Being a Scientist: A guide to responsible conduct in research. 3rd ed. Washington DC: National Academies Press. Retrieved fromhttp://www.nap.edu/catalog/12192.html
Date Modified: 16 Dec 09    3:48 PM MST

    Cheryl Winsten-Bartlett 17 Dec 09    5:02 PM MST
  Samantha, very interesting point about distinguishing between morals and ethics. I agree, as a faculty person is important to guide students and give them the benefit of your experience – we aren’t born knowing how to plan an academic or research career and we rely on our faculty to lead us appropriately. As a student in this scenario, she has a right to be working on something of educational value.
    Robin Cheung 17 Dec 09    6:54 PM MST
  (Just wanted to point out you were responding in Robin’s thread, not Samantha’s.)
(I am Robin.)

When I think about it more, I think the crux of what the course tried to convey regarding the distinction between ethics and morals is that morals, whether codified or not, are personal beliefs, whereas ethics are those morals that are standardized and applied uniformly; thus, an example would be a code of ethics that lawyers must adhere to which may at times override a lawyer’s morals in order to ensure justice is preserved.
Date Modified: 17 Dec 09    7:30 PM MST

          Everton King 18 Dec 09  10:13 PM MST
  Robin:

I share your views. This is a case of responsible conduct between the researcher and the graduate student. Since, the scenario is not detailed it is hard to conclusively classify the ethical and moral responsibility of Sandra or Dr. Frederick to each other. However, it is obvious that something is wrong since both parties are not in a win-win situation. And, there are a lot of potential conflicts between Sandra and the ‘sponsor’.

Everton.

          Raymond Obinozie 19 Dec 09    4:30 AM MST
  Everton,
Just to add my cents, Who should worry most about this potential conflict: Sandra, Dr. Frederick or the sponsor of the project. Just wondering.
Respond  
          Robin Cheung 19 Dec 09    6:19 AM MST
  I should think all stakeholders have an interest in the situation. And sane stakeholders will naturally be concerned more with what carries more consequence for their own situations.
          Anthony Samaye 19 Dec 09  11:32 PM MST
  Raymond,

Good question. I will pick Sandra as one who should worry most about this dilemma, given what was at stake in terms of final dissertation.

          Raymond Obinozie 20 Dec 09    4:24 AM MST
  Anthony,
I will rather think that the funding institution have much to worry. My reason being that since Sandra is already having a feeling of misgiving towards Dr. Frederick and the research project, chances are she could screw things up. Allthesame, all of them have stakes in the project, and therefore have much to lose. Thanks Anthony and happy holidays.
          Everton King 20 Dec 09    2:02 PM MST
  Raymond,

All parties are accountable players in this scenario if the potential conflict becomes a real one. However, Dr. Frederick’s employer (University?) should worry most. If he is self-employed then he should worry most. The responsibility rises to the top of the command chain or to the person most capable of changing the outcome.

Everton

          Daniel Benjamin 18 Dec 09  10:20 PM MST
  Robin,

Thanks for a great post – nice job!

I concur with you that Dr. Frederick abandoned his roles as advisor and mentor. He did not fully disclose the purpose, the sources,the expectations, the impact on the student, and the risk assessment.

The threat of funding cuts can be a strong motivator for suppressing or manipulating data to show the funding source in a positive light.

Dan Benjamin

         Samantha Kanta 19 Dec 09  12:56 AM MST
  G’Day Robin

It is always a pleasure to read your posts this quarter as it was this past Autumn.

After I read your analysis of the scenario and your response to my initial posting, I see how I was amiss in my assessment of Sandra’s predicament in that Dr. Frederick had a moral obligation to support her as new researcher and PhD candidate under direct supervision. There is not only a “moral duty” (Cheung, 2009) for Frederick to support, and to some degree protect, Sandra from compromising her studies, but a professional code of practice.

I reflected on your comment on the moral-ethical continuum and pose this concept: Morals are belief system of an individual, shaped by societal context, whereas ethics are beliefs about what is acceptable for the society as a whole, not the individual. This distinction was made in the work of De George (as cited in Fischer, 2004, p.397): “…ethics presupposes the existence of morality, as well as the existence of moral people who judge right from wrong and generally act in accordance with norms they accept and to which they and the rest of society hold others.” Scenario 1 shows how the individual beliefs of Dr Frederick are shaped by the context of corporate sponsorship, yet simultaneously at direct odds with the agreed upon practices made explicit by the University.

Again Robin, a pleasure to engage with your thinking. I was comforted by the fact that “favourable” was spelt according to the Commonwealth’s code of practice ;)

References

Cheung, R. (2009, December 17). In 2000 when I began my MBA studies [Online forum comment]. Retrieved from http://sylvan.live.ecollege.com/ec/thd/thd.learn?CourseID=3818508&UnitNumber=2&COID=257&Mode=&TopicGroupID=16815092&ThreadViewMode=&ThreadSortBy=&AdvOpts=&47=6016409&TopicID=0&RSOID=16815092&PageYOffset=1782#

Fischer, J. (2004). Social responsibility and ethics: Clarifying the concepts. Journal of Business Ethics, 52(4), 391-400. doi: 10.1007/s10551-004-2545-y
Date Modified: 19 Dec 09    1:00 AM MST

      Send Email to Author    Robin Cheung 19 Dec 09    6:15 AM MST
  Samantha,

Thank you for taking the time to read and think about my post. It might also be comforting to know that we are now one and the same person apparently :)

There is one thing in particular that you have just remindfed me about, from the APA Workshop with Jeff Zuckerman in the October 2008 residency in St. Charles, IL (held at a nice little resort, too: www.pheasantrun.com and it looks like there will be another there in the quaint little town that made me feel comfortable being in the US, which I actually didn’t feel so much when I had the opportunity to accompany some academic advisors to Chicago proper for some Chicago Deep Dish Pizza).

I recall Dr. Zuckerman stating that APA stipulated specifically American spellings, which is a very big challenge for me to remember–and worse, American spellings make me feel rather uncomfortable. Without getting into the debate about how I also feel uncomfortable about how we must clear American customs agents *before* even leaving our sovereign soil at Canadian airports, I will just say, it also is not necesarily British spelling that makes me feel better either; there are words with uniquely Canadian spellings that I prefer, such as “yogourt.” This spelling is based neither on the British “yoghurt” nor the the American “yogurt,” but I believe has a French-Canadian etymology.

Although I tend to use the pocket edition of the APA manual as as reference since it is easier to locate specific sections and much less unwieldy (more wieldy?), on page 96 of the Publication Manual of the American Psychological Association: “Spelling should conform to standard American English as exemplified in Merriam-Webster’s Collegiate Dictionary (2005), the standard spelling reference for APA journals and books.”

The other major difficulty I have adapting to APA is the lack of hyphenation (which is also inconsistent); my father still writes “to-day,” although for me it is more compound words that I feel require hyphenation, especially terms such as pre- and post-operative, for example.

That said, last term Dr. Bush did mention he would accept nonAmerican spellings, but in practice whenever I missed any (since I do not use the American dictionary in Word by default) I did lose some APA points for `spelling errors.“ It will continue to be a challenge, since to me, “color” not only looks wrong, but makes me want to pronounce it as “cull-ore.”

Plagiarism is about stealing ideas more so than the actual words

The following post is exerpted from a doctoral RSCH 8100 Research Design and Theory course in Winter 2009/2010 quarter at www.waldenu.edu  in the AMDS PhD (Finance) program.  The complete archive can be found at http://robincheung.info/rsch8100/week2/discussion1/

 

    Robin Cheung

18 Dec 09    8:24 PM MST

  To me, the situation depends less on the punctuation and more on the use of the material. If the material is simply presented without adding value, such as testing the previous author’s theories in a new way or providing a new application of it (including supporting a new conclusion), then there is no incremental benefit to including the material, properly cited or not.

When writing a research paper, any new conclusion must be defensible either with new data or previous conclusions. If the new data do not support a new conclusion, then it must have come from a previous source, and whether it was written by the same or different author, it must be cited.

    Robin Cheung 19 Dec 09    6:45 AM MST
  I just wanted to point out that I did not mean to introduce a bias in writing what I did yesterday about how a new conclusion must either be supported by new data or previously argument supported by data.

I realize, especially in light of last week’s discussion, that this represents only one paradigm in theory formation; this is perhaps a clear example of the possible bias I have coming from the pure sciences that I mention in Discussion 2. I have unwittingly excluded the axiomatic methods of theory formation such as Reynolds (2007) outlines. That said, I still believe that new conclusions reached through logical deduction require support as well except the original axioms from which contemporary conclusions have been derived using first principles.

Reynolds, P. D. (2007). A primer in theory construction. Boston: Pearson Education Inc.

Use of Theory: Falsified models still valuable (Exerpted from Research Design and Theory RSCH 8100 Course)

The following exerpt is from a weekly discussion on Use of Theory in my PhD program compulsory RSCH 8100 Research Design course at Walden University for Winter 2009/2010 quarter.  The full discussion archive can be found at http://robincheung.info/rsch8100/week3/discussion/

         Robin Cheung

26 Dec 09    8:29 PM MST

  Kristina,

When I reflected upon that post, I remembered a situation in Grade 11 where our chemistry teacher, Mr. Wade, was introducing the Quantum model of the atom, where electrons are not discrete particles circulating about the nucleus, such as in the Bohr atom. I then pointed out that even though such shifts in paradigms do invalidate some aspects of a previous model, they still retain certain didactic value.

While we understand the models are not sufficient past a certain point, they are still valuable for understanding the basics of how systems work. In physics, for example, while we know that Newtonian classical mechanics do not apply at the subatomic scale or at high velocities and altitudes due to relativistic effects, it is impractical to take into account relativistic effects, for example, of time and length dilation, when considering moving cars, since the relativistic effects are negligible at those scales.

Similarly, in terms of understanding chemical bonding, reactions, and behaviours of substances in various states, earlier models such as the Rutherford raisin bun model or the Bohr atom are sufficient to understand atomic and molecular behaviours without the complexities of quantum mechanics.

In the future we likely will encounter new information that supercedes our current quantum model–perhaps from the Large Hadron Collider experiments–but regardless, it has held for a certain body of knowledge for a number of decades, and the value it holds for understanding behaviours of subatomic particles and chemical reactions will ensure that long after the quantum model is superceded, students far into the future will still be learning it.